by Krisan Marotta | Aug 10, 2015 | SEC Audits
One manager here in Virginia recently enjoyed a surprise SEC Audit. When the examiner learned she had client user ids and passwords (so that she could access their 401k plans to retrieve statements for manual entry), the examiner had her log on to each account. He...
by Krisan Marotta | Nov 5, 2013 | Performance
The best long term, most cost effective solution for data entry into PortfolioCenter is to move everything you can to a place from which you can download. But what if you there is no Schwab Performance Technologies interface, the information is not available through...
by Krisan Marotta | Oct 29, 2013 | Performance
What do you do with 401ks or annuities that you’d like to track in PortfolioCenter but which are not available through your regular downloads? Is manual entry the only option? Download everything you can The best long term, most cost effective solution...
