Articles
Image files in PortfolioCenter Presentation Studio
How to size your logo for use on Presentation Studio reports in PortfolioCenter.
PortfolioCenter Export Wizard fails to connect to database
Suppose an SEC Auditor is asking for a transaction export and you see the error "Export Failed!" when attempting to export the ledger from the PortfolioCenter Export Wizard. Opening the log the log will likely reveal something like this: Retrieving portfolios...OK....
SEC Audit: Producing a trade blotter
When the SEC Auditor knocks on your door, one item he will request is a spreadsheet containing a trade blotter for the time period under review. The easiest way to retrieve this information is using the Export Wizard.
SEC Audit Survival Guide
The SEC intends to visit all advisors who have never been audited by the end of 2015. These articles will help you prepare for your review.
How to prepare for an SEC audit
Much advice on surviving an SEC audit is general (e.g. “keep good records” and “stay organized”). While good advice, here is specific information I’ve seen auditors request.
Can I display an index on a PortfolioCenter Performance Report?
Wondering which reports allow the use of indices and targets? Here’s the list.
Why the PortfolioCenter ending value differs from the brokerage statement
A basic understanding why brokerage statements and PortfolioCenter reports differ will help you answer client questions and survive an SEC audit.
PortfolioCenter Mountain Chart Replacement
Can you duplicate PortfolioValue vs Cumulative Net Investment report text summary in Presentation Studio? No, but here’s a close replacement.
DST Fanmail Users: Avoid IE 11
If you use DST Fanmail, you should postpone upgrading to Explorer 11.
Which PortfolioCenter reports should I send my clients?
Most clients want PortfolioCenter performance reports to answer only one question: “overall, did I make money or lose money?”
Schwab Account Type Codes
Confused about what the codes mean in the Schwab account type field? Here’s the list.
What is a wash sale?
What is a wash sale and what must I do about it?
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